U.S. Securities and Exchange Commission building in Washington. Photo: Michael A. Scarcella A Boca Raton attorney has been ordered to spend seven years in prison after spending a half-decade as a ...

I am a former wall street attorney. I started out specializing exclusively in securities law. As I developed my practice, it morphed into a corporate finance practice specializing in mergers and ...

The vast majority of interactions between investors and investment professionals are positive. However, sometimes the relationship doesn't go as planned, and the situation can't be resolved by ...

The Rosen Law Firm, a US-based securities class action firm, has initiated an investigation into potential securities claims ...

The securities litigation landscape was defined in 2024 by the U.S. Supreme Court’s decision to take up a pair of securities cases, only to later abandon the reviews. Facebook was part of the fallout ...

Reg A+ is one of three exemptions created under the JOBS Act of 2012 that legalized online capital formation or securities crowdfunding. Reg CF (Regulation Crowdfunding) initially allowed issuers to ...